The Illinois Department of Public Health (IDPH) has updated the Assisted Living and Shared Housing Establishments Code, implementing their amendments made late this summer.
As you recall, LeadingAge Illinois and other associations negotiated with the Department for a number of months on their proposed rules and, through the meetings and advocating with legislators, we were able to stop the Department from tripling the fees/fines from taking away the provider opportunity for a statement of dispute. We also were successful and changing their proposed language on "potential for harm."
Here are the Code updates now in effect:
Section 295.200 Definitions:
Adds a definition of “Existing Establishment”: Existing establishment – any establishment initially licensed as a health care facility or approved for construction by the Department, or any establishment initially licensed or operated by any other agency of the State of Illinois, prior to September 1, 2023. Existing establishments shall meet the design and construction standards for existing establishments.
Adds definition of “New Establishment”: New establishment - any establishment initially licensed as a health care facility or approved for construction by the Department, or any establishment initially licensed or operated by any other agency of the State of Illinois, on or after September 1, 2023. New establishments shall meet the design and construction standards for new establishments.
Section 295.1050 Violations:
The underlined language was added and is new. We were able to successfully oppose the Department’s initial proposed language that stated “potential for harm.” In speaking with counsel, potential and substantial probability do have legal differences. This new language is not as detrimental as “potential for harm.”
Type 2 violation – an act or omission by the establishment or its staff that causes harm to a resident or creates a substantial probability of harm to a resident or residents.
Type 1 violation – an act or omission by the establishment or its staff that causes severe harm or the death of a resident or creates a substantial probability of severe harm to a resident or residents.
Section 295.1060 Remedies and Sanctions:
In addition to other remedies, the Department may conduct, at their discretion, a consultative conference with administrative staff who oversee the daily operations of the establishment to identify remedial actions to address a violation.
Fines. Changes “may” impose fines to “will” impose fines.
Adds to the regulation language concerning actions preventing the Department from carrying out its duties could result in your license revoked or suspended and be subject to a fine of not more than $250 per day for each day the Department is prevented from carrying out its duties.
Also, each day a violation continues shall be deemed a separate violation.
Section 295.1070 Annual On-Site Review and Complaint Investigation Procedures:
Statement of Findings and Violations. The Department will provide the establishment with a written statement of findings and violations via U.S. mail or other electronic means within 10 business days (instead of 20 days) after exiting the on-site inspection.
Statements of Correction. Each statement of correction shall be based on an assessment by the establishment of the conditions or occurrences that are the basis for the violation and evaluation of the practices, policies, and procedures that have caused or contributed to the conditions or occurrences. Evidence of such assessment and evaluation shall be maintained by the establishment. Each statement of correction shall include:
A description of the specific corrective action the facility is taking, or plans to take, to abate, eliminate, or correct the violation cited in the notice;
A description of the steps that will be taken to avoid future occurrences of the same and similar violations; and
A specific date by which the corrective action will be completed.
- The Department will review each statement of correction to ensure it provides for the abatement, elimination, or correction of the finding or violation. The Department will reject a submitted plan if it finds any of the following deficiencies:
- 1) The plan does not appear to address the conditions or occurrences that are the basis of the finding or violation and an evaluation of the practices, policies, and procedures that have caused or contributed to the conditions or occurrences.
- 2) The plan is not specific enough to indicate the actual actions the establishment will be taking to abate, eliminate, or correct the finding or violation.
- 3) The plan does not provide for measures that will abate or eliminate or correct the finding or violation.
- 4) The plan does not provide steps that will avoid future occurrences of the same and similar findings or violations.
- 5) The plan does not provide for timely completion of the corrective action, considering the seriousness of the violation, any possible harm to the residents, and the extent and complexity of the corrective action.
- When the Department rejects a submitted statement of correction, it will notify the establishment in writing and will specify the reason for the rejection. The establishment must submit an acceptable plan of correction within 30 days following notice of rejection. Failure to submit a revised acceptable plan of correction may result in suspension or loss of license.
Section 295.1090 Complaints:
The Department will conduct an on-site review and evaluation of an assisted living or shared housing establishment found to be in violation within a specified period of time based on the gravity and severity of the violation and any pervasive pattern of occurrences of the same or similar violations.
Complaints, other than abuse and neglect, will be investigated within 30 days after the receipt of the complaint.
Deleted from the Code: The Department shall conduct an on-site review and evaluation of an assisted living or shared housing establishment found to be in violation of the Act within a specified period of time based on the gravity and severity of the violation and any pervasive pattern of occurrences of the same or similar violations.
Section 295.2050 Incident and Accident Reporting:
New language: An establishment shall report to the Department any serious incident or accident. For the purposes of this Section, "serious" means any incident or accident that causes physical or emotional harm or injury to a resident. A change in an individual's (resident's) condition that is due to health or medical decline is not a reportable incident or accident.
Reports made now by email at DPH.LTCAL@illinois.gov rather than fax.
Section 295.3050 Employee Assistance Programs (NEW):
An "employee assistance program" is a program that supports individual physical and mental well-being and that is provided by the establishment or through an insurance or employee benefits program offered by the establishment.
Employee assistance programs may include, but are not limited to programs that offer professional counseling, stress management, mental wellness support, smoking cessation, and other support services.
An establishment shall ensure that nurses employed by the establishment are aware of employee assistance programs or other like programs available for the physical and mental well-being of the employee.
The establishment shall provide information on these programs, no less than at the time of employment, during any benefit open enrollment period, by an information form about the respective programs that a nurse shall sign during onboarding at the establishment, and upon request of the employee.
The signed information form shall be added to the nurse's personnel file. The establishment may provide this information to nurses electronically.
Section 295.9000 Physical Plant:
The establishment shall comply with the residential board and care occupancies chapter of the National Fire Protection Association's (NFPA) Life Safety Code (Life Safety Code) 101, Chapter 32 for new establishments and Chapter 33 for existing establishments.
All plumbing systems shall be designed and installed in accordance with the requirements of the Illinois Plumbing Code except that the number of resident-required water closets, lavatories, bathtubs, showers, and other fixtures shall be as required.
Kitchen Facilities housing 10 or more residents shall comply with the requirements of NFPA 96, Ventilation Control and Fire Protection of Commercial Cooking Operation.
Section 295.9010 Supplemental Physical Plant Requirements for Assisted Living
Establishments:
Each new establishment shall have a bathtub or shower.
If you have any questions, please contact Jason Speaks, director of government relations.
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