Week inAdvance

Monday | Oct 24, 2022

The SEC is set to approve long-delayed rules intended to stop bonuses that senior managers get when companies publish erroneous financial reports. The SEC will vote to adopt final clawback regulations mandated by the 2010 Dodd-Frank Act on Oct. 26.

The US government’s first estimate of third-quarter gross domestic product on Thursday will provide clues about the economy’s path as the Federal Reserve continues jumbo rate hikes to tamp down prices. 

European Central Bank officials, grappling with inflation near 10%, are expected to repeat September’s three-quarter-point boost to rates when they meet Thursday. Policymakers in Canada, Japan, Russia and Brazil also set interest rates.

All times are Eastern and subject to change.

Wednesday, Oct 26

INVESTORS cyber security industry update

11 - 11:30 am

Come when you can. Leave when you have to. Take your calls.

Wednesday, Oct 26

SECURITIES AND EXCHANGE COMMISSION

Meeting to consider:

1. Whether to adopt final rules to implement of Section 10D of the Securities Exchange Act of 1934, as added by Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
2. Whether to adopt rule and form amendments that would require open-end management investment companies to transmit concise and visually engaging annual and semi-annual reports directly to shareholders that highlight key information for investors. The Commission also will consider whether to amend the advertising rules for registered investment companies and business development companies.
3. Whether to propose a new rule under the Investment Advisers Act of 1940 to establish minimum and consistent oversight requirements for registered investment advisers that outsource certain services or functions to service providers, and whether to propose amendments to related recordkeeping and Form ADV reporting requirements.

Wednesday, Oct 26 -

Thursday, Oct 27

Municipal Securities Rulemaking Board

The MSRB Board of Directors will meet to:

• Receive an update on the MSRB’s proposal to amend Rule G-14 to require that transactions be reported to the MSRB no later than within one minute of the time of trade.
• Consider authorizing a request for comment on a proposal to exempt a municipal advisor representative from the obligation to requalify by examination after a two-year lapse in association with a municipal advisor firm.
• Consider extending COVID relief under Rule G-27, on supervision of dealers.

House and Senate not in session.

Tuesday, Oct 25

BERLIN, Germany

The European Union and G7 nations hold a Ukraine reconstruction conference.

Wednesday, Oct 26

TOKYO, Japan

The Bank of Japan is scheduled to announce the outright purchase amount of government securities.

Thursday, Oct 27

FRANKFURT, Germany

European Central Bank rate decision. President Christine Lagarde holds a press conference following the announcement.

Thursday, Oct 27 -

Friday, Nov 18

PARIS, France (virtual)

OECD COP 27 Virtual Pavilion. Selected sessions will be available on replay. To view a session that has already taken place, click on the session and press play on the right side of the session details page. See the complete agenda here.

Thursday, Oct 27 -

Friday, Oct 28

OTTAWA, Canada

Eighth Joint Bank for International Settlements, World Bank, Bank of Canada, Banca d'Italia Public Investors Conference will focus on current policy issues, their challenges and the implications for the quantitative methods used by public investors.

Friday, Oct 28

TOKYO, Japan

Bank of Japan rate decision, followed by a news conference with Governor Haruhiko Kuroda.

Sunday, Oct 30

European Daylight Saving Time ends.