Regulation D and A/A+ Basics, Updates, & Ethical Considerations
October 19, 2022
The Securities Act of 1933 and the 1934 Securities and Exchange Act (“Securities laws”) are two of the primary federal laws that govern what companies can and can’t do when it comes to selling their securities. Many practitioners that work with businesses engage in securities work without even knowing it and are ethically required to be aware of these regulations at least at a basic level. It’s for that reason that we’ve put together a CLE and panel that will cover two of the most commonly used regulations exemptions from securities registration relied upon by practitioners when advising their business clients on private sales of securities; Regulation D and Regulation A/A+. This CLE will give you a basic sense of what companies need to know when raising capital, as well as provide recent updates that went into effect recently.
Speakers:
Rebecca G. DiSteffano, Esq., Fort Lauderdale, FL,
Willard Blair, Esq., Tampa, FL
Moderator:
Michelle K. Suarez, Esq., Fort Lauderdale, FL,