Dear Clients,

Two years ago, my former broker-dealer, National Planning Corporation, was bought out and clients were to be automatically transitioned to LPL Financial. After much research, I instead chose to transition to Securities America.

In the meantime, LPL Financial set up Account Profiles in anticipation of the transition. Because of this, you may have recently received a letter (or will receive one soon) from them asking you to confirm your information and add a trusted contact person for your account(s). Technically you do not have to take any action. However, I would recommend calling LPL at the number provided on the letter to close your account(s) with them.

As always, feel free to reach out if you have any questions.

Thank you,

Ron