IMPORTANT ORION INFORM UPDATE – Outside Brokerage Accounts
Please be advised that on April 2, 2021 ORION is switching its aggregator from Quovo to ByAllAccounts within the Inform compliance application.
This means that all currently disclosed and connected outside brokerage accounts through Quovo will show a message that the credentials are invalid, and users will be required to reconnect their accounts through Inform.
In order to reconnect accounts through Inform, follow these steps:
1. Click the pencil symbol above the disconnected account to edit your credentials.
2. Review the Update to Terms & Conditions.
- Search for the appropriate custodian and enter your credentials to reconnect your account.
As a reminder, under the requirements of the Investment Advisers Act of 1940 and firm policies, you are required to disclose all personal outside brokerage accounts. Level Four currently uses the Orion Inform application in order to facilitate disclosure and connection of data feeds for such accounts utilized to perform its supervisory review functions required under the Advisers Act.
Please make sure to reconnect your disconnected account(s) promptly on April 2nd.
Thanks in advance for your cooperation with this important compliance requirement.
Jill Zacha, JD
Corporate Counsel
Chief Compliance Officer
