Week inAdvance Monday | Jan 6, 2020

please join us

Wednesday, Jan 8 INVESTORS CMBS industry update 3 - 3:15 pm Thursday, Jan 9 INVESTORS market practices industry update 11:30 - noon Come when you can. Leave when you have to. Take your calls. for more info: Matthew Jones, executive director mjones@association.institutionalINVESTORS.org (202) 712-9050

at the agencies

Wednesday, Jan 8 SECURITIES AND EXCHANGE COMMISSION Open meeting to consider whether to issue for public comment a proposed order that would require self-regulatory organizations to propose a single, new national market system (NMS) plan that would increase transparency and address inefficiencies, conflicts of interest and other issues presented by the current governance structure of the three NMS plans that govern the public dissemination of real-time, consolidated equity market data for NMS stocks.

on the hill

Tuesday, Jan 7 SENATE FINANCE Senate Finance Committee to vote as early as Tuesday to send the U.S.-Mexico-Canada Agreement (USMCA) to the floor, where it is expected to be approved. Wednesday, Jan 8 HOUSE ENERGY & COMMERCE Subcommittee on Consumer Protection & Commerce hearing titled “Americans at Risk: Manipulation and Deception in the Digital Age.”

across the globe

Tuesday, Jan 7 LONDON, U.K. The U.K. parliament resumes with three days of debate on Prime Minister Boris Johnson‘s Brexit deal in the House of Commons. Now armed with an 80-seat majority, the bill’s passage will be a formality, and should pass to the House of Lords on Thursday.

other events

Tuesday, Jan 7 - Friday, Jan 10 LAS VEGAS, Nevada CES technology conference . Wednesday, Jan 8 NEW YORK CITY Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a CAT 101 Industry Webinar  –  designed for industry members that may be new to, or less familiar with, CAT  –  will provide an introduction to the reporting requirements, timelines and mechanics of the Consolidated Audit Trail. Visit the  website  for more information.