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Week InAdvance | Mon May 14 Effective date of new bond pricing, disclosure regs. | Tue May 15 LEI committee in San Francisco. EBA Basel III seminar in London. OECD digital financial assets workshop in Paris. | Wed May 16 IOSCO Committee 2 in Moscow. | Thu May 17 Informal Nafta deadline. | Sat May 19 The Preakness Stakes.
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please join us
Wednesday, May 16
INVESTORS CMBS Council telecon
3 - 3:30 pm EDT
Come when you can, leave when you have to, take your calls.
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save the date
Thursday, Jun 14
Annual INVESTORS Day
Roundtable & Reception
One Financial Center, Boston MA
11 am - 4 pm EDT
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for more info on INVESTORS Councils
Matthew Jones,
staff director
mjones@association.institutionalINVESTORS.org
(202) 712-9050
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at the agencies
MUNICIPAL SECURITIES RULEMAKING BOARD
Effective date for new regulations from the MSRB, and self regulatory organization Finra (Financial Industry Regulatory Authority), aimed at increasing the transparency of bond pricing.
The new rules require dealers of corporate, municipal and agency bonds to clearly disclose bond markups and provide retail investors with relevant price comparisons.
Tuesday, May 15
SECURITIES AND EXCHANGE COMMISSION
Money managers with more than $100 million of U.S. traded equities must disclose their holdings on the SEC's Form 13F. May 15 is the deadline for first-quarter holdings.
Tuesday, May 15
FEDERAL RESERVE, FEDERAL DEPOSIT INSURANCE CORPORATION, OFFICE OF THE COMPTROLLER OF THE CURRENCY
Interagency conference call to address certain proposed changes to their capital rules, including: (1) the definition of a new term, Allowance for Credit Losses, (2) revised definition of carry value for available-for-sale debt securities and purchased credit deteriorated assets, (3) mechanics of the proposed CECL transition provision, and (4) new disclosure and regulatory reporting requirements.
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on the hill
Tuesday, May 15
SENATE BANKING, HOUSING, AND URBAN AFFAIRS
Nomination hearing of Richard Clarida and Michelle Bowman, to be members of the Federal Reserve's board of governors.
Wednesday, May 16
HOUSE EDUCATION AND THE WORKFORCE
Subcommittee on Health, Employer, Labor, and Pensions (HELP) hearing on enhancing retirement security and examining proposals to simplify and modernize retirement plan administration.
Wednesday, May 16
HOUSE FINANCIAL SERVICES
Subcommittee on Capital Markets, Securities, and Investment hearing on oversight of the SEC's
Division of Enforcement.
Wednesday, May 16
HOUSE FINANCIAL SERVICES
Subcommittee on
Terrorism and Illicit Finance h
earing on implementation of FinCEN's customer due diligence rule.
Wednesday, May 16
HOUSE WAYS AND MEANS
Hearing on tax reform, growing our economy, and creating jobs.
Thursday, May 17
JOINT SELECT COMMITTEE ON THE SOLVENCY OF MULTIEMPLOYER PENSION PLANS
The financially troubled Pension Benefit Guarantee Corporation's executive director Thomas Reeder will testify on his agency's finances before this recently
formed joint committee.
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across the globe
Sunday, May 13 -
Wednesday, May 16
HONG KONG
71st CFA Institute Annual Conference will focus on the
global political landscape, the growth outlook for developed and emerging markets, regulatory changes, and the disruptive potential of fintech.
Tuesday, May 15 -
Wednesday, May 16
PARIS, France
OECD
(Organization for Economic Cooperation and Development) workshop on digital financial assets will
focus on recent developments and main policy challenges related to the emergence of digital financial assets. Discussions will cover monetary policy and financial systems, regulation, firms' business and funding models, and taxation.
Tuesday, May 15 -
Thursday, May 17
LONDON, U.K.
European Banking Authority seminar on the latest developments on Basel III and the EU Capital Requirements Regulation and Directive (CRR/CRD) / Banking Recovery and Resolution Directive (BRRD).
Wednesday, May 16 -
Thursday, May 17
MOSCOW, Russia
IOSCO (International Organization of Securities Commissions) Committee 2 on Regulation of Secondary Markets.
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other events
Wednesday, May 16
SAN FRANCISCO, California
The Legal Entity Identifier Regulatory Oversight Committee (LEI ROC) Executive Committee.
Saturday, May 19
BALTIMORE, Maryland
The Preakness Stakes, second leg of thoroughbred horse racing's Triple Crown, is run at Pimlico Race Course. Undefeated Kentucky Derby winner Justify is favored to win.
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transparency. inclusiveness. consensus.
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The Association of Institutional INVESTORS is a member-led organization of institutional investment advisors that represents the interests of investors and strives to advance good practices and promote fair and efficient financial markets through open engagement with policy makers and others.
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Association of Institutional INVESTORS
One Financial Center, 5th Floor
Boston MA 02111-2660
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