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This email provides some current Rosenthal Recruiting opportunities with links for more information. 

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Securities Counsel - Blue Sky Practice

Leading US Law Firm -  New York Office Counsel Level. JD 2003 - 2006 ideally. Read More. 

 

ISDA Negotiator - Attorney and Negotiator  

5+ Required: Negotiating Master aAgreements with Pension Plans and Investment Advisors. Vice President (VP) to Director level: Candidates with 7 + years of negotiating experience or more will be considered. JD preferred but not required. Salary Up to: $200,000 Read More 

  

Hedge Fund Compliance Officer - Company: Hedge Fund. 

Located in New York. Manage, implement and maintain compliance program. Reports directly to the General Counsel/Chief Compliance Officer. Responsibilities include: Design new compliance initiatives as Regulations, Legal, Compliance and business requirements evolve. Salary: $120,000.Read More

  
Paralegal - Investment Management Requires 3+ years working for a Mutual Fund Company, 7-10 years total work experience, knowledge and experience with the Investment Advisers Act of 1940 and Securities Act of 1933. Experience with ETFs is preferred. Compensation: Up to $75,000 with up to 20% bonus potential. Near Washington DC and relocation reimbursement is available. Read More
 
These openings may be seen at the Rosenthal Recruiting Job Board. Please note that other active openings are not posted, one is for Broker-Dealer Registration Compliance Officer and another is Options Market Making Compliance. Both jobs located in New Jersey. For the Registration Compliance Officer, the base salary is $75,000 + bonus Requires: FINRA CRD filings, U-4, U-5., Web CRD. Options Market Making can pay up to $200,000 per year.
Thanks for reading and reviewing this email. Please call anytime or send me an email.  

 
Sincerely,

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 The Rosenthal Recruiting Blog  "Compliance Oversights" was rated among the "top Blogs" in the industry by FINS - part of the Wall Street Journal Network. Excerpt here: "Broker Dealer, Investment Advisor Compliance Officers" brings together BD and IA compliance officers -- and has nearly 700 members. It's run by a Compliance recruiter Stuart Rosenthal."  As of June 2011 - The Group now has nearly 1300 Members. You can follow the link to view the entire article to see LinkedIn Groups, blogs, and Twitter accounts The Wall Street Journal's FINS recommends.