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September 2017
STA Big Heart Award Logo
Feature Article

Charity in the Financial Services Industry

The grassroots nature of STA's affiliate organizations is more than just political activism. It is about the charitable work that each and every affiliate does within its local community. Many of these charities are not well known outside of their immediate areas, and the unselfish acts by affiliate boards and their members often go unrecognized. Every year STA, by way of its Big Heart Award , pays tribute to those affiliates who go the extra mile, those who go above and beyond. The Big Heart Award honors and acknowledges the stand-out STA affiliate who serves its local community while bringing a sense of dignity to people from all walks of life in their time of need. This year STA is pleased to recognize STA Chicago , "STAC" as the 2017 Big Heart Award Recipient.

As witnessed by STAC's application here , this affiliate continued its “boots on the ground” approach to community service, which involved giving of both time and money, illustrating the essence of what the Big Heart Award represents.

The charitable spirit of people in financial services goes beyond STA affiliates. Many STA members support a cause they are passionate about, in both bull and bear markets. It's what they do, and there are countless personal reasons and individual stories that help explain these charitable acts. Whatever the motivation, experiences unique to our industry are an influence. Financial services professionals feel world events on a deep level because every day our markets are impacted by them. Our job responsibilities also take us to places across the nation, sometimes far from home. This results in us seeing and feeling events in those areas where people are in need. Over an extended period of time, these combined experiences instill sensitivity and compassion for others and from that, a charitable spirit is fostered.

Congratulations to STA Chicago, and to all STA affiliates and members who serve and support those in need. 
From the Hill

SEC Chairman Jay Clayton testified before a Senate Banking Subcommittee on Tuesday, September 26. Chairman Clayton's testimony included a discussion of the recent cyber incident involving the SEC's EDGAR system, but also outlined other aspects of his agenda including: Equity & Fixed Income Market Structure, Fiduciary Rule, and the Consolidated Audit Trail.
Written testimony here
Archived hearing webcast here
Upcoming Events

September 28 - 29
STA of Connecticut 2017 Fall Outing
Foxwoods Resort & Casino

October 5 - 6
Georgia Securities Association 42nd Annual Fall Outing
Ritz-Carlton, Buckhead
Keynote: Allison Waymyers, Clemson Football
Information here

November 2
Denver STA 47th Annual Convention
Presenter: Jack Pollina, ITG
Information here
STA in DC

More than 650 industry professionals gathered in Washington DC September 13-15 for STA's 84th Annual Market Structure Conference . Among the many esteemed thought leaders to present was SEC Commissioner Michael Piwowar .

To see who else presented and attended, check out a few photos
STA Women in Finance

Thank you to Thomson Reuters , Exclusive Sponsor of the 2nd Annual Women in Finance Symposium . This year's Symposium brought together more than 125 women and men to fulfill STA WIF's mission of leveraging the established network, resources and values of STA to foster and create a culture of inclusion for women in finance.  STA WIF September Newsletter
Featured Charity*

Wall Street Rides Far for Autism Research:
Autism Science Foundation
The Cause: The Autism Science Foundation's mission is to support autism research by providing funding and other assistance to scientists and organizations conducting, facilitating, publicizing and disseminating autism research. The organization also provides information about autism to the general public and serves to increase awareness of autism spectrum disorders and the needs of individuals and families affected by autism.

*Each month STA will feature a charity supported by an STA Member.
If you are an STA Member involved in a cause, please submit information to sta@securitytraders.org