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Week InAdvance | Mon Jun 19 World Bank global risk course in DC. | Tue Jun 20 CFTC advisory panel to discuss clearing surveillance. | Wed Jun 21 Summer solstice. INVESTORS Market Practices Roundtable in Boston. | Thu Jun 22 Fed to release first annual stress test findings. Regulators on the Hill. SEC advisory panel meets on on declining IPOs and capital formation. | Fri Jun 23 NASAA cybersecurity roundtable in DC. | Sun Jun 25 NY Fed's Dudley at BIS annual meeting in Basel.
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WEDNESDAY, JUN 21
INVESTORS Market Practices Council
Roundtable & Reception
One Financial Center, 5th Floor
Boston, Massachusetts
1 pm EDT | Reception at 4:20 pm
Register & see complete agenda here.
Agenda features expert guidance and discussions of topics that impact asset managers such as: c
redit market
infrastructure |
T+2 |
Global regulatory landscape |
MiFID II |
DOL fiduciary rule |
FINRA requirements under Rule 4210 |
Updates from INVESTORS Council chairs (cybersecurity, CMBS, mortgage securitization)... and more.
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for more info on INVESTORS Councils
Matthew Jones,
staff director
mjones@association.institutionalINVESTORS.org
(202) 712-9050
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at the agencies
Tuesday, Jun 20
COMMODITY FUTURES TRADING COMMISSION
Open meeting of the CFTC's Market Risk Advisory Committee
to discuss clearinghouse surveillance and using outside research to bolster oversight. MRAC also
will advise the CFTC on the potential effects of Brexit, including whether the EU will demand that clearing of euro-denominated derivatives be moved from London to the continent, and if so whether there will be retaliation by non-European regulators.
MRAC will respond to a presentation by the CFTC's Division of Clearing and Risk on how it gathers intelligence on clearinghouses. See agenda here.
Thursday, Jun 22
FEDERAL RESERVE
Part one of the 2017 Dodd-Fank stress tests (DFAST) results to be released, the first step in determining what the biggest U.S. banks can do to increase shareholder dividends and buy back stock.
Thursday, Jun 22
MUNICIPAL SECURITIES RULEMAKING BOARD
Free webinar with MSRB staff to discuss the recently published guidance
on the application of MSRB rules to solicitor municipal advisors.
Thursday, Jun 22
SECURITIES AND EXCHANGE COMMISSION
The SEC's Investor Advisory Committee will meet to discuss capital formation for
smaller companies and the declining number of initial public offerings. The committee will also consider how certain parts of the Choice Act will affect the SEC.
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on the hill
Wednesday, Jun 21
SENATE FINANCE
Full committee hearing on "The President's Trade Policy Agenda and Fiscal Year 2018 Budget."
Wednesday, Jun 21
SENATE HOMELAND SECURITY AND GOVERNMENTAL AFFAIRS
Full committee hearing on "
Cybersecurity Regulation Harmonization."
Thursday, Jun 22
SENATE AGRICULTURE, NUTRITION AND FORESTRY
Hearing on the nomination of Commodity Futures Trading Commissioner J. Christopher Giancarlo to be chairman of the commission. He's currently acting chairman.
Thursday, Jun 22
SENATE BANKING, HOUSING, AND URBAN AFFAIRS
Full committee hearing on "
Fostering Economic Growth: Regulator Perspective."
Witnesses include Federal Reserve Governor Jerome Powell, Federal Deposit Insurance Corporation Chair Martin Gruenberg, National Credit Union Administration Acting Chair J. Mark McWatters, and Acting Comptroller of the Currency Keith Noreika.
Thursday, Jun 22
HOUSE WAYS AND MEANS
Full committee hearing on "U.S. Trade Policy Agenda."
U.S. Trade Representative Robert Lighthizer
to testify.
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across the globe
Monday, Jun 19
HAMBURG, Germany
G20 Meeting: C20 (Civil20) Dialogue Forum with Non-Governmental Organizations.
Monday, Jun 19 -
Wednesday, Jun 21
AMSTERDAM, Netherlands
Macroprudential policy conference organized by the Dutch central bank. Speakers include Fed Vice Chairman Stanley Fisher and Boston Fed President Eric Rosengren.
Event is closed to the press.
Monday, Jun 19 -
Thursday, Jun 22
BERLIN, Germany
IOSCO Committee 1 on Issuer Accounting, Audit and Disclosure.
Monday, Jun 19 -
Saturday, Jun 24
FRENCH RIVIERA
Cannes Lions International Festival of Creativity. Speakers include International Monetary Fund Managing Director Christine Lagarde.
Monday, Jun 19 -
Friday, Jun 30
MADRID, Spain
IOSCO/PIFS-HLS (Program on International Financial Systems at Harvard Law School) Global Certificate Program Phase I.
Tuesday, Jun 20 -
Wednesday, Jun 21
MONTREAL, Canada
IOSCO Committee 5 on Asset Management.
Sunday, Jun 25
BASEL, Switzerland
Bank for International Settlements' Andrew Crockett Memorial Lecture and Annual General Meeting panel discussion. Federal Reserve Bank of New York President William Dudley will participate.
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other events
Monday, Jun 19 -
Friday, Jun 23
WASHINGTON DC
World Bank Group hosts course on "Finance and Risk in a Global Environment."
Wednesday, Jun 21
The June solstice arrives at 00:24 EDT, marking the first day of summer in the Northern Hemisphere and the first day of winter in the Southern Hemisphere.
Friday, Jun 23
WASHINGTON DC
NASAA (
North American Securities Administrators Association) Cybersecurity Roundtable to discuss developments in cybersecurity and how investment adviser and broker-dealer firms can protect client information.
Panelists will discuss regulatory perspectives on cybersecurity and being secure on a smaller budget. Speakers include representatives from the SEC, FINRA, and Treasury.
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transparency. inclusiveness. consensus.
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The Association of Institutional INVESTORS is a member-led organization of institutional investment advisors that represents the interests of investors and strives to advance good practices and promote fair and efficient financial markets through open engagement with policy makers and others.
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Association of Institutional INVESTORS
One Financial Center, 5th Floor
Boston MA 02111-2660
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