STA Open Call
A special thank you to Joseph McDonald, Senior Director at FINRA for presenting on FINRA's New Exam Process.
In July 2017, the SEC approved FINRA’s proposed rule change to streamline competency exams and expand opportunities for prospective securities professionals seeking to enter or re-enter the securities industry. The proposal is a combination of consolidating certain registration rules and restructuring the representative-level qualification examinations by creating a general knowledge examination called the
Securities Industry Essentials (SIE)
.
The SIE is a new, introductory-level FINRA exam for prospective securities industry professionals.
Executive Summary report
here