LONDON LEGAL PAG
Individual Accountability - The Extension of the Senior Management and Certification Regime to Asset Managers
What does the FCA consultation paper and the proposals to extend the Senior Managers and Certification Regime (SM&CR) to all FCA firms mean for your operations and your firm? Michelle Kirschner will discuss some key issues, including:

  • an overview of the regime for asset managers, both core and enhanced;
  • an understanding of the intersection of SM&CR and MiFID II - Governance; and
  • lessons learned from the implementation of the banking regime.

Bring your questions to get more detailed insights and prepare for a smooth implementation.
DATE
22 November 2017
TIME
8:00 AM Registration
8:30 AM Event Begins
We will begin promptly at 8:30 AM ; please arrive early. Since it is disruptive to everyone when latecomers enter the session, those arriving after the event has begun will only be admitted at the discretion of 100WF and the host. Please note the start time on this invite and plan to arrive early.
Breakfast will be served.
LOCATION
Macfarlanes LLP
20 Cursitor Street
London , EC4A 1LT, United Kingdom
PARTICIPANTS
Michelle Kirschner
Macfarlanes LLP
HOST
Macfarlanes LLP

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BIOGRAPHY
Michelle Kirschner
Partner, Macfarlanes LLP

Michelle works with asset managers and other (predominantly buy-side) financial institutions, including hedge fund managers, pension fund managers, private equity firms and private wealth managers at the most senior level, advising them on regulatory “hot topics” such as regulation of senior management (including SM&CR), corporate governance structures and conduct risk. She has extensive experience in advising clients on areas such as systems and controls, conduct of business and regulatory change management, including MiFID II, MAR, EMIR, and SFTR.

Michelle also advises broadly on the UK / European market abuse regimes, as well as anti-money laundering and terrorist financing requirements. Following the EU referendum, Michelle has spent considerable time advising regulated clients in relation to their options for conducting business in / into the EU following Brexit.

Michelle has particular experience in contentious regulatory matters, including acting as a section 166 skilled person under the Financial Services and Markets Act. She has also conducted internal investigations, in particular reviews of corporate governance and systems and controls in the context of EU and UK regulatory requirements and expectations.
ABOUT
Macfarlanes LLP
Macfarlanes is a distinctive London-based law firm, focused on our clients and on delivering excellence in the international legal market.

We advise many of the world’s leading businesses and business leaders, from multinational companies to high-net-worth individuals and are recognised for the quality of our work, dealing with the full range of corporate and commercial matters and advising individual clients on their private affairs.

We've made a deliberate choice to remain smaller than many of our peers with 87 partners and approximately 300 solicitors. Our tight-knit, cohesive nature means that clients benefit from our collective experience and whilst we’re large enough to advise on the most complex matters, we’re also small enough to ensure that our people and our work are exceptional, without fail.
100 Women in Finance
100 Women in Finance is a global network of professionals in the finance and alternative investment industries working together to empower women at every stage of their careers. Through peer engagement, philanthropic, and educational initiatives, our more than 15,000 members are making connections and creating opportunities that help to advance careers and strengthen our field.
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