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SECLaw.com Founded in 1995 by securities lawyer Mark Astarita,a nationally recognized securities attorney, SECLaw.com has been one of the web's most popular legal topic sites for decades. Updated daily. SECLaw.com
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Sallah Astarita Cox
Our attorneys have spent decades working in one area of the law - securities law. We have experience as in-house counsel, SEC Enforcement Attorneys, criminal prosecutors and securities litigators. Securities litigation, arbitration, and regulation are the mainstays of our practice. Contact our office and let us show you how you can help achieve your immediate and long term goals.
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THE SECURITIES LAW LETTER
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| The Law of the Financial Markets |
Welcome to the Securities Law Letter, a publication of SECLaw.com and Sallah Astarita & Cox, LLC, with offices in New York, New Jersey and Florida. Sallah Astarita & Cox, LLC represents investors, brokers and firms in litigation, arbitration and regulatory matters, nationwide. For free consultation, call us at 212-509-6544 or email us.
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A ruling that tossed out the insider trading convictions of two hedge fund managers may have opened the door for others charged with wrongful trading to get their cases or pleas dismissed. Get more information here.
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Broker Tip: Affluent Pre-Retirees Concerned with Health Care Costs
More than 62 percent of pre-retirees now say they are "terrified" of what health care costs may do to their retirement plans, according to an annual Nationwide Retirement Institute survey released today. Click here to read the results of the survey.
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Time to Ban Mandatory Deferred Compensation - Morgan Stanley Admits It Uses Employee Funds For Its Own Benefit
Imagine a system where your boss holds a portion of your pay, and you can only get it if you stay at the firm for another three years. Welcome to the world of deferred compensation. Learn more here.
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Strong Markets Encourage Scammers
The New York Post states that i nvesting in hot tips, sure fire wins and profits that are beyond belief are what investors need to be concerned about. This article is a good read for all brokers and investors.
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Time To Make SEC Press Releases Accurate and Fair
Russell Ryan comes out swinging again, and highlighting a problem that those of us who defend investors and financial professionals face nearly every day - the over-the-top SEC press release. Read Mark Astarita's thoughts here.
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Additional Articles
We publish breaking articles and commentary at the Securities Law Blog as events occur. Recent posts include SEC press releases, commentary on recent insider trading cases and related commentary. The blog is at The Securities Law Blog. Those articles also appear at SECLaw.com - The Securities Law Home Page.
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For over 25 years, Mark Astarita has been representing financial professionals, broker-dealers, investment advisers, and their investors, in all aspects of the legal and regulatory environment.
Sallah Astarita & Cox is an AV rated law firm. Our partners have backgrounds as SEC Staff attorneys, in house and outside counsel to large and small brokerage firms and former criminal prosecutors. Call our office and let us help you achieve your goals, with our decades of experience, unmatched dedication and exceptional service.
Sallah Astarita & Cox, LLC
100 Park Avenue, 16th Floor
New York, New York 10017
212-509-6544
[email protected]
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Sallah Astarita & Cox, LLC
60 Pompton Avenue, Verona, New Jersey 07044 - 973-559-5566
100 Park Avenue, 16th Floor, New York, New York 10017 - 212-509-6544 One Boca Place, 2255 Glades Road, Boca Raton, FL 33491 - 561-989-9080
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Copyright � 2014
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