SECLaw.com
Founded in 1995 by securities lawyer
Mark Astarita,a nationally recognized securities attorney, SECLaw.com has been one of the web's most popular legal topic sites for decades. Updated daily.
SECLaw.com
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Sallah Astarita Cox
Our attorneys have spent decades working in one area of the law - securities law. We have experience as in-house counsel, SEC Enforcement Attorneys, criminal prosecutors and securities litigators. Securities litigation, arbitration, and regulation are the mainstays of our practice. Contact our office and let us show you how you can help achieve your immediate and long term goals.
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THE SECURITIES LAW LETTER
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| The Law of the Financial Markets |
Welcome to the Securities Law Letter, a publication of
SECLaw.com and
Sallah Astarita & Cox, LLC, with offices in New York, New Jersey and Florida. Sallah Astarita & Cox, LLC represents brokers and firms as well as aggrieved investors, in litigation, arbitration and regulatory matters, nationwide. For free consultation, call us at 212-509-6544 or
email us.
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FINRA Admits Broker Check Being Used for Fraud
Read Mark Astarita's commentary on the fraudulent use of FINRA's Broker Check.
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Former SEC ALJ Claims Bias
There is more information coming out from the Wall Street Journal's article on the failure of defendants to get a fair trial before the SEC's own administrative law judges.
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SEC Wins Big When Bringing Cases In Front of Its Own Judges
This story is not going away, and the SEC needs to pull its collective heads out of the sand and stop denying what everyone knows. Using an administrative law judge, which you appoint, to decide charges that you decided to bring, by a prosecutor that you pay, is not, and cannot result in a fair hearing. Read more here.
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Be Wary of Famous People Promoting Penny Stocks
The penny stock market has the potential for significant profits, and of course, significant losses. Investing in start-ups and small companies is speculative, and high risk, but has an allure for a certain type of investor.One problem with this market segment is the promotion of such investments to individuals who are unsuitable for the investment. Read more here.
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Additional Articles
We publish breaking articles and commentary at the Securities Law Blog as events occur. Recent posts include SEC press releases, commentary on recent insider trading cases and related commentary. The blog is at
The Securities Law Blog. Those articles also appear at
SECLaw.com - The Securities Law Home Page.
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For over 25 years, Mark Astarita has been representing financial professionals, broker-dealers, investment advisers, and their investors, in all aspects of the legal and regulatory environment.
Sallah Astarita & Cox is an AV rated law firm. Our partners have backgrounds as SEC Staff attorneys, in house and outside counsel to large and small brokerage firms and former criminal prosecutors. Call our office and let us help you achieve your goals, with our decades of experience, unmatched dedication and exceptional service.
Sallah Astarita & Cox, LLC
100 Park Avenue, 16th Floor
New York, New York 10017
212-509-6544
[email protected]
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